PRIMER: Regulation Best Interest IFLR’s latest free-to-read primer looks at Securities and Exchange Commission’s Regulation Best Interest, addressing what it is, what it does and related retail investor protection issues By Noah Zuss April 07 2021
PRIMER: Securities Financing Transactions Regulation / SFTR By Alice Tchernookova & Jimmie Franklin January 12 2021
Swiss cross border funds cause controversy Jürg Frick of Homburger takes a closer look at whether a cross-border fund offering can be classified as a financial service as per the Swiss FinSA, and considers the regulatory aspects of compliance By Jurg Frick December 15 2020
