Primers

Banking primers

Primer: UK Consumer Duty

Lucy Frost, September 28, 2022
PRIMER: UK Crypto Regulation

Lucy Frost, July 13, 2022
PRIMER: Pillar 2 of the Basel banking framework

Bozena Gulija, April 06, 2022
PRIMER: Sanctions on Russia and their implications

Lucy Frost, March 22, 2022
PRIMER: Markets in Crypto-Assets Regulation (MICA)

Lucy Frost, February 11, 2022
PRIMER: systematic internalisers

Thomas Helm, January 04, 2022
PRIMER: the EU Corporate Sustainability Reporting Directive

Lucy Frost, December 08, 2021
PRIMER: The Bank Secrecy Act

Noah Zuss, October 07, 2021
Primer: UK’s AML/CTF consultation

Natasha Teja, September 02, 2021
PRIMER: EU’s AML/CFT Action Plan

Natasha Teja, July 16, 2021
PRIMER: Regulation Best Interest

Noah Zuss, April 07, 2021
PRIMER: Securities Financing Transactions Regulation / SFTR

Alice Tchernookova, January 12, 2021

Corporate Primers

Primer: Cayman Islands' restructuring officer scheme

Karry Lai, September 20, 2022
Primer: EU Foreign Subsidies Regulation

Lucy Frost, August 26, 2022
PRIMER: China’s Anti-Monopoly Law Amendment

Karry Lai, August 16, 2022
Primer: how to buy a British company

Jimmie Franklin, July 27, 2022
PRIMER: China’s new negative list for foreign investment

Karry Lai, March 04, 2022
PRIMER: China’s Data Security Law

Karry Lai, November 11, 2021
PRIMER: Japan’s revised Corporate Governance Code

Karry Lai, August 26, 2021
Primer: China’s draft Personal Information Protection Law

Karry Lai, July 29, 2021
PRIMER: Changes to HKEX’s corporate governance rules

Karry Lai, June 03, 2021
PRIMER: China’s new anti-monopoly rules for tech companies

Karry Lai, March 25, 2021
PRIMER: EU-China Comprehensive Agreement on Investment

Karry Lai, February 23, 2021
PRIMER: China’s new Export Control Law

Karry Lai, January 27, 2021

Capital Markets Primers

PRIMER: SEC proposals on Names Rule and ESG Investment Practices

Alice Tchernookova, September 07, 2022
PRIMER: PCAOB audit requirements for US-listed Chinese companies

Karry Lai, July 03, 2022
PRIMER: SEC Climate-Related Disclosures for Investors

Alice Tchernookova, June 15, 2022
PRIMER: high frequency trading

Noah Zuss, July 02, 2021
PRIMER: direct listings

Natasha Teja, April 27, 2021
PRIMER: the UK Stewardship Code

Jimmie Franklin, March 23, 2021
PRIMER: the EU’s Sustainable Finance Disclosure Regulation

Natasha Teja, March 10, 2021
PRIMER: China’s new securities law

Karry Lai, August 16, 2020
PRIMER: Shareholder Rights Directive II

Alice Tchernookova, August 13, 2020
PRIMER: the EU’s green finance rules

Jimmie Franklin, August 03, 2020
PRIMER: the Volcker Rule – covered funds

John Crabb, July 24, 2020
PRIMER: the Consolidated Audit Trail

John Crabb, July 01, 2020

ESG Primers

PRIMER: SEC proposals on Names Rule and ESG Investment Practices

Alice Tchernookova, September 07, 2022
PRIMER: SEC Climate-Related Disclosures for Investors

Alice Tchernookova, June 15, 2022
PRIMER: ASEAN Taxonomy for Sustainable Finance – Version 1

Karry Lai, January 07, 2022
PRIMER: the EU Corporate Sustainability Reporting Directive

Lucy Frost, December 08, 2021
PRIMER: Changes to HKEX’s corporate governance rules

Karry Lai, June 03, 2021
PRIMER: the UK Stewardship Code

Jimmie Franklin, March 23, 2021
PRIMER: the EU’s Sustainable Finance Disclosure Regulation

Natasha Teja, March 10, 2021
PRIMER: the EU’s green finance rules

Jimmie Franklin, August 03, 2020
PRIMER: HKEX’s new ESG disclosure rules

Karry Lai, February 07, 2020
PRIMER: ESG

Jimmie Franklin, August 29, 2019
PRIMER: green loans in Asia

Karry Lai, April 18, 2018
PRIMER: green bonds

August 03, 2017