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  • It’s not too late

    Broker-dealers have spoken candidly about the industry-changing fiduciary rule. A majority think there is still time to roll it back and the SEC is the frontrunner to replace it.

The magazine

October 2017

It’s not too late

Broker-dealers have spoken candidly about the industry-changing fiduciary rule. A majority think there is still time to roll it back and the SEC is the frontrunner to replace it.

International briefings

IFLR profile

Issuers needing a prospectus: 1st issuance & challenging markets/securities but the vast majority aren't #EUProspectus2017

Sep 26 2017 10:56 ·  reply ·  retweet ·  favourite
IFLR profile

Prospectus is a shield rather than a marketing tool #EUProspectus2017

Sep 26 2017 10:53 ·  reply ·  retweet ·  favourite
IFLR profile

Commission will draft a SINGLE rather than multiple delegated act on Prospectus Regulation once technical advice received in March from Esma

Sep 26 2017 10:45 ·  reply ·  retweet ·  favourite

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