Hong Kong SAR's Securities and Futures Commission (SFC)
introduced strict measures as part of its licensing reforms in
February 2019 to stop the 'rolling of bad apples', referring to
employees with a record of misconduct who move from one firm to
Through more stringent reporting rules from firms, the SFC
aims to mitigate misconduct risk by collecting and analysing
data of recurring employee misconduct cases gathered from
firms. The idea is...