SFC, CSRC intensify cooperation on market misconduct

Author: Karry Lai | Published: 13 Dec 2017

The China Securities Regulatory Commission (CSRC) and the Securities and Futures Commission (SFC) are working more closely than ever to combat market misconduct, according to panellists at the IFLR Asia Capital Markets Forum in Hong Kong on November 28.

"Both the SFC and the CSRC have been working very hard to tackle cross-border investigation issues for the upholding of the conduct and integrity of the market and its intermediaries, including those from Stock Connect," said David Ngai, deputy APAC head of compliance, State Street....


 

 

close Register today to read IFLR's global coverage

Get unlimited access to IFLR.com for 7 days*, including the latest regulatory developments in the global financial sector, updated daily.

  • Deal Analysis
  • Expert Opinion
  • Best Practice

register

*all IFLR's global coverage published in the last 3 months.

Read IFLR's global coverage whenever and wherever you want for 7 days with IFLR mobile app for iPad and iPhone

"The format of the Review has changed over the years; the high quality of its substantive content has not."
Lee C Buchheit, Cleary Gottlieb

register