Europe

SUPPLEMENT - BANKING YEARBOOK 2004 - September 30, 2004

Europe's Directive on Financial Collateral Arrangements, implemented by the UK at the very end of 2003, will make it easier to take and enforce collateral in a variety of financial transactions. The drafting of the implementing regulations, however, creates some new legal uncertainty as well.

The UK implemented the new rules through the Financial Collateral Arrangements (No 2) Regulations 2003, which took effect on December 26 2003. Although only the UK and Denmark met the deadline for implementation (December 27 2003), the necessary legislation should be passed by the other member states in the EU in due course.

The Regulations modify certain formalities required to create and perfect financial collateral arrangements. They modify insolvency law in relation to the enforcement of financial collateral arrangements. They modify certain rights (such as the rights to use and appropriate collateral) in relation to financial collateral arrangements. They also create a standard test as to which country's domestic law is...



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