Legal update: Brazil’s new rules on depositary receipts

Author: | Published: 1 Sep 2000

To date, Brazilian Depositary Receipts (BDRs) have not been used in Brazil. This is mainly due to the high cost of company registration, given the great number of CVM (Brazilian Securities Commission) requirements that must be complied with for BDR issue approval.

Although the CVM has, in the past, approved the BDR programmes submitted by Brazil Fast Food Corporation (level II) and Rhodia (level I), the first BDR to be actually traded in Brazil was that of the Spanish company Telefónica. At the present time, only the Telefónica BDRs are traded in São Paulo Stock Exchange.

CVM Ruling No. 331 deals with company registration at the Securities Commission. CVM Ruling No. 332 expressly revokes CVM Rulings Nos. 255 and 321, and exclusively regulates the BDR programmes.

The CVM wants to encourage companies to use BDRs. Its initial aims were: (i) to make it possible for internet companies to issue BDRs; and (ii)...

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