The pros and cons of UK exchange recognition

Author: | Published: 1 Oct 2004

The benefits of recognized exchange status in the UK seem to be less attractive to international exchanges than was intended when the new regime was introduced. In May, Eurex US became only the first overseas investment exchange to obtain recognized status since the Financial Services Authority (FSA) was given the power to grant that status four years ago.

At the time of writing, just 12 overseas exchanges, including Eurex US, have been recognized in the UK. Seventeen other exchanges have designated status, which provides certain advantages for members but not the full benefits of recognized status.

Over 80 European Economic Area (EEA)-based regulated markets are automatically exempted from the need to become recognized in the UK. Many electronic exchanges based in the EEA that are not regulated markets are also likely to be excluded from the recognition regime. A further 200 markets are listed in the FSA's Handbook for the purposes of transaction reporting and...

Upcoming events

  • 22feb

    Asia M&A Forum

    Island Shangri-La Hotel, Hong Kong February February 22-23 2012

Web seminars

Proposed US offering reforms
March 8, 2012
4.00 pm GMT