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Private debt curing Brexit effect on UK loan market

Debt funds are said to be providing ‘incredible’ terms, forcing banks to follow

March 02 2018
Mifid II: how to provide non-EU clients with DEA

Brokers on some EU exchanges have been forced to restructure relationships around controversial Esma guidance on direct electronic access. If read literally, the Q&A prevents any intermediary that’s not regulated in the EU from providing any firm with DEA on an EU exchange

March 01 2018
Mifid II: market reveals data reporting sticking points

Banks, trading venues and APAs remain baffled by wildly inconsistent data reports produced under Mifid II. Different APAs ask for different information; LEI codes have expired and firms argue elements of trade reports simply aren't relevant to their business

March 01 2018
Ofac: Venezuela's crypto offering could be sanctions breach

The country's oil-backed petro is seen as an attempt to avoid the US payments system

John Crabb, March 01 2018
Mifid II prompts shift from traditional funds to ETFs

The latter’s lower costs make them an attractive alternative to their more actively managed counterparts

February 28 2018
Massachusetts' Galvin: investors aren't 'pawns in a prize contest'

The regulator referenced the fiduciary rule but charged a discount brokerage firm with violating state level laws

John Crabb, February 27 2018
SFC brings best execution in line with Mifid II

Hong Kong's securities regulator is reminding licensed corporations to improve standards against the backdrop of the landmark EU legislation

Karry Lai, February 26 2018
US Treasury: future of liquidation authority is limited

The agency's latest report suggests opting first for bankruptcy, then resorting to the OLA

John Crabb, February 26 2018
Has the JOBS Act failed to revive the IPO market?

Nasdaq suggests 2017 was a good year for IPOs, but whether that’s down to the Act is still up for debate

John Crabb, February 23 2018
Targeted sanctions help US maintain financial influence abroad

Debt and equity sanctions on Russia, Venezuela and others allow the US to have widespread economic influence on rivals without initiating comprehensive embargoes

John Crabb, February 22 2018

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