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There are 25,965 results that match your search.25,965 results
  • A question of scope
    Rule 15Ga-1’s disclosure requirements are over-inclusive. Here’s how they can be fixed
    October 24 2011
  • Another fine mess
    The Volcker Rule contains a large number of inconsistencies and ambiguities. Here are the main issues
    Danielle Myles, October 24 2011
  • Crowdfunding: a poor investment
    The US Securities and Exchange Commission (SEC) seems open to the bipartisan-backed crowdfunding legislation working its way through Congress
    October 24 2011
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    How to manage madness
    Volatility is the new US market paradigm, and it’s here to stay. The country’s regulators are struggling to tackle its causes but banks are resisting
    Danielle Myles, October 24 2011
  • BBA takes lead on liquidity swaps regulation
    British banks have criticised the UK Financial Services Authority's (FSA) handling of liquidity swaps between banks and insurers.
    October 24 2011
  • TSX board election rule leaves room for OSC enhancement
    Canadian companies listed on the Toronto Stock Exchange (TSX) may be subject to new regulations on board elections sooner rather than later. The TSX bypassed the slower Ontario Securities Commission (OSC) rulemaking process and proposed its own reforms last month.
    October 24 2011
  • Be careful what you wish for
    On September 21, the guidance consultation period for the Financial Services Authority's (FSA) rules on liquidity swaps ended.
    October 24 2011
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    Bribery Act headaches
    Which aspects of the UK Bribery Act are causing the biggest problems for companies and practitioners worldwide?
    October 24 2011
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    Asia-Pacific
    October saw internationals bulk up their Hong Kong offices while Beijing had a number of strong corporate exchanges between national and international entities.
    October 24 2011
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    Americas
    CLIFFORD CHANCE made the biggest haul of the month in the US recruiting a high-calibre team of three former prosecutors from the US Attorney's Office for the Southern District of New York to its US Regulatory Enforcement and Government Investigations practice group.
    October 24 2011
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