Although the initial consultation on the UK’s trailblazing individual accountability regime isn’t due until Q1 of next year, some firms are already starting the preparations
Regulators across the globe are upping the stakes for firms that don’t have adequate protections in place. Thinking the risk relates to technology alone is the first mistake
Two central bank reports have come up with conflicting approaches to regulating the practice. There is still little consensus after years of discussion
Financial regulator head Morten Baltzersen says it’s been satisfactory for the Nordic country to have a voice but not a vote. The UK has made it clear that's not its position
It’s been 18 months since its remit expanded, and the regulator has just opened its first case. Lawyers under its supervision reflect on the progress so far
