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Securities offerings and listings in the US: an overview for non-US issuers (2007 update) (July 2007)
Main
2007 update
Chapter 1: Key statutes and concepts
Chapter 2: Registered transactions - the registration process
Chapter 3: Restrictions on publicity in connection with registered transactions
Chapter 4: Free writing prospectuses and road shows
Chapter 5: Key exemptions from Securities Act registration
Chapter 6: Required financial statement disclosure
Chapter 7: The US Sarbanes-Oxley Act of 2002
Chapter 8: Reporting by shareholders - obligations of major shareholders to file Schedule 13D or 13G reports
Chapter 9: Cross-border tender and exchange offers - the Tier I and Tier II exemptions
Chapter 10: Liability under the US federal securities laws
Chapter 11: Communications with research analysts, investors and the public
Chapter 12: Other relevant statutes
Chapter 13: Conclusion and contacts
Annex A: Non-financial disclosure requirements of Forms F-1, F-3 and Form 20-F
Annex B: Automatic shelf registration for WKSIs
Annex C: NYSE quantitative listing criteria and corporate governance standards
Annex D: Nasdaq quantitative listing criteria and corporate governance standards
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