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The Securities and Exchange Commission (SEC) approved the
revised rules of the Philippine Stock Exchange (PSE) on listing
by way of introduction. The rules apply to an application for
listing of securities that are already issued or securities
that will be issued upon listing, where no public offering will
be undertaken because the securities would be of such an amount
and would be so widely held that their adequate marketability
when listed can be assumed, or when listing or public offering
is mandated by law or by the SEC or any other government
Listing of securities by way of introduction may be
appropriate in any of the following instances:
The revised rules took effect on April 6 2009.
Rafael A Morales