Hong Kong SFC lays down specific compliance procedures
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Hong Kong SFC lays down specific compliance procedures

August 31, 1997

New guidelines for market participants on management and internal control have been welcomed but the Securities and Futures Commission has also published suggested control techniques which have been less well received. By James Walker and Kenneth Leung of Clifford Chance, Hong Kong

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FeaturesIFLR MagazineSeptember 1997
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