The number of managers who have moved from hedge fund to mutual fund management since the financial crisis is raising concern among regulators about risk management and disclosures
The Financial Industry Regulatory Authority (Finra) announced last month that it is considering several proposals to improve transparency in the equities and fixed income market.
Putnam County Savings Bank took the unusual step last month of purchasing a Nasdaq-listed competitor in an effort to protect its core business and meet growing regulatory demand.
