Retail auctions kill competition, market-makers say

Alice Tchernookova

January 31 2023

Washington, USA, US Treasury Department and Inspector General Office.

A proposal from the SEC to process retail orders through auctions could significantly harm competition, putting investors at risk of poor execution

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Topics

Capital Markets Equity SEC PFOF United States Clifford Chance Goodwin Procter SIFMA

Alice Tchernookova

Former IFLR Americas Editor