SMCR impact still unclear

Thomas Helm

February 22 2022

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With only one enforcement action against a senior manager to date, firms are still uncertain as to what regulators expect under the new culture and governance framework

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Thomas Helm

Financial journalist

Thomas has worked for a variety of media outlets, including Kashmir Observer, La Vanguardia, and Hürriyet Daily News. His long report "The Accumulative Impact of Post-Crisis Regulation" was the first journalistic attempt to survey the impact of post-2008 reforms on financial markets. He is currently focused on Brexit, Mifid II, market structure issues, and sustainable finance.