| Deal Name |
Deal Date |
Firm Name |
Jurisdiction |
Deal Type |
Lawyer Names |
Client Names |
Client Role |
B Riley Financial Inc - Bond Issue | 2021-03-01 | Duane Morris | United States (National) | Bond issue | | Ladenburg Thalmann & Co Inc, B Riley Financial Inc, William Blair & Co LLC, Incapital, National Securities Corp | Underwriter |
B Riley Financial Inc - Bond Issue | 2021-07-01 | Duane Morris | United States (National) | Bond issue | | Janney Montgomery Scott, Ladenburg Thalmann Financial Services | Underwriter |
Harrow Health Inc - Bond Issue | 2021-04-01 | Duane Morris | United States (National) | Bond issue | | William Blair & Co LLC, Ladenburg Thalmann Financial Services, B Riley Financial Inc, Zhongtai International Securities Ltd | Underwriter |
Babcock & Wilcox Enterprises Inc - Bond Issue | 2021-02-01 | Duane Morris | United States (National) | Bond issue | | DA Davidson & Co, B Riley Financial Inc, National Securities Corp, Ladenburg Thalmann Financial Services, Janney Montgomery Scott | Underwriter |
B Riley Financial Inc - Bond Issue | 2021-01-01 | Duane Morris | United States (National) | Bond issue | | Aegis Capital Corp, National Securities Corp, Huntington Securities Inc, B Riley FBR Inc, Wedbush Securities Inc, Boenning & Scattergood Inc, Ladenburg Thalmann & Co Inc, Incapital, Kingswood Capital Markets division of Benchmark Investments Inc, Newbridge Securities Corp, William Blair & Co LLC | Underwriter |
Quanta Services Inc - Bond Issue | 2021-09-01 | Duane Morris | United States (National) | Bond issue | | Quanta Services Inc | Issuer |
B Riley Financial Inc - Bond Issue | 2021-08-01 | Duane Morris | United States (National) | Bond issue | | Ladenburg Thalmann & Co Inc, Incapital, B Riley FBR Inc, Janney Montgomery Scott, William Blair & Co LLC | Underwriter |
Harborside Inc. - M&A | 2021-11-29 | Duane Morris | United States (National) | M&A | | Harborside Inc. | Buyer |
Secure Exchange Solutions Inc. - M&A | 2021-12-08 | Duane Morris | United States (National) | M&A | | Secure Exchange Solutions Inc. | Seller |
First Choice Bancorp - M&A | 2021-04-26 | Duane Morris | United States (National) | M&A | Alan Rosen | First Choice Bancorp | Seller |
Certified Collectibles Group LLC - M&A | 2021-07-01 | Duane Morris | United States (National) | M&A | Dana Blakslee, Daniel Pierce, Daniel Selznick, David Kovsky, Edward Biester, III, Elisabeth Rabin, Gregory Bombard, Hope Krebs, John Reade, Jr., Kevin Vance, Lauren Taylor, Lisa Merrill, Michael Gottfried, Shiwei Wu, Stanley Kaminsky, Stephen DiBonaventura | Certified Collectibles Group LLC | Target |
Southern California Bancorp - M&A | 2021-04-27 | Duane Morris | United States (National) | M&A | | Southern California Bancorp | Buyer |
Harborside Inc. - M&A | 2021-06-01 | Duane Morris | United States (National) | M&A | | Harborside Inc. | Buyer |
PBS Brand Co. LLC - M&A | 2021-02-11 | Duane Morris | United States (National) | M&A | Jarret Hitchings | PBS Brand Co. LLC | Seller |
Four Springs Capital Trust - M&A | 2021-05-05 | Duane Morris | United States (National) | M&A | Bruce Jurist, Laurence Hughes, Nanette Heide, Richard Silfen | Four Springs Capital Trust | Target |
Continental General Holdings LLC - M&A | 2021-03-29 | Duane Morris | United States (National) | M&A | | Continental General Holdings LLC | Buyer |
JM Bullion Inc. - M&A | 2021-02-09 | Duane Morris | United States (National) | M&A | | JM Bullion Inc. | Seller |
Valley Republic Bancorp. - M&A | 2021-07-27 | Duane Morris | United States (National) | M&A | Alan Rosen | Valley Republic Bancorp. | Seller |
Fossil Group Inc - Bond Issue | 2021-11-01 | Duane Morris | United States (National) | Bond issue | | Aegis Capital Corp, Alexander Capital LP, B Riley Financial Inc, Brownstone Investment Group | Underwriter |
Atlanticus Holdings Corp - Bond Issue | 2021-11-01 | Duane Morris | United States (National) | Bond issue | | B Riley FBR Inc, Janney Montgomery Scott, Ladenburg Thalmann Financial Services, William Blair & Co LLC | Underwriter |
