IFLR1000
Login
Subscribe
Free Trial
Banking
Regulation
Digital Finance
Lending
Regulation
Digital Finance
Lending
Corporate
M&A
Restructuring and Insolvency
M&A
Restructuring and Insolvency
Capital Markets
Equity
Debt
Structured Finance & Securitisation
Equity
Debt
Structured Finance & Securitisation
ESG
Practice Insight
Benchmarks
Brexit
Mifid II
Benchmarks
Brexit
Mifid II
Expert Analysis
Features
Reports
Local Insights
Special Focus
Podcasts
Interviews
Features
Reports
Local Insights
Special Focus
Podcasts
Interviews
Events
Awards
Webinars
Awards
Webinars
Jurisdictions
Africa
Asia Pacific
Europe
Latin America and Caribbean
Middle East
North America
Africa
Asia Pacific
Europe
Latin America and Caribbean
Middle East
North America
Show Search
Submit Search
Search Query
Menu
Submit Search
Search Query
Banking
Regulation
Digital Finance
Lending
Regulation
Digital Finance
Lending
Corporate
M&A
Restructuring and Insolvency
M&A
Restructuring and Insolvency
Capital Markets
Equity
Debt
Structured Finance & Securitisation
Equity
Debt
Structured Finance & Securitisation
ESG
Practice Insight
Benchmarks
Brexit
Mifid II
Benchmarks
Brexit
Mifid II
Expert Analysis
Features
Reports
Local Insights
Special Focus
Podcasts
Interviews
Features
Reports
Local Insights
Special Focus
Podcasts
Interviews
Events
Awards
Webinars
Awards
Webinars
Jurisdictions
Africa
Asia Pacific
Europe
Latin America and Caribbean
Middle East
North America
Africa
Asia Pacific
Europe
Latin America and Caribbean
Middle East
North America
Login
Subscribe
Free Trial
IFLR is part of the Delinian Group, Delinian Limited, 8 Bouverie Street, London, EC4Y 8AX, Registered in England & Wales, Company number 00954730
Copyright © Delinian Limited and its affiliated companies 2023
Accessibility
|
Terms of Use
|
Privacy Policy
|
Modern Slavery Statement
Cookies Settings
Securities offerings and listings in the US: an overview for non-US issuers (October 2003)
Main
About the authors
Chapter 1: Key statutes and concepts
Chapter 2: The registration process
Chapter 3: Key exemptions from Securities Act registration
Chapter 4: Restrictions on publicity during securities offerings
Chapter 5: Required financial statement disclosure
Chapter 6: The US Sarbanes-Oxley Act of 2002
Chapter 7: Liability under the US federal securities laws
Chapter 8: Communications with research analysts, investors and the public
Chapter 9: Other relevant statutes
Chapter 10: Conclusion and contacts
Annex A - Non-financial disclosure requirements of Forms F-1, F-2, F-3 and Form 20-F
Annex B - NYSE and Nasdaq quantitative listing criteria
Annex C - Effective dates for certain Sarbanes-Oxley sections and related SEC rulemaking
Endnotes
Sponsored