Securities offerings and listings in the US: an overview for non-US issuers (October 2003)

Main

About the authors

Chapter 1: Key statutes and concepts

Chapter 2: The registration process

Chapter 3: Key exemptions from Securities Act registration

Chapter 4: Restrictions on publicity during securities offerings

Chapter 5: Required financial statement disclosure

Chapter 6: The US Sarbanes-Oxley Act of 2002

Chapter 7: Liability under the US federal securities laws

Chapter 8: Communications with research analysts, investors and the public

Chapter 9: Other relevant statutes

Chapter 10: Conclusion and contacts

Annex A - Non-financial disclosure requirements of Forms F-1, F-2, F-3 and Form 20-F

Annex B - NYSE and Nasdaq quantitative listing criteria

Annex C - Effective dates for certain Sarbanes-Oxley sections and related SEC rulemaking

Endnotes

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