EU advisory firms still not complying with Mifid II

Thomas Helm,

London

May 28, 2019

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Advisory firms are still struggling with the "feedback loop": the product governance rule that requires distributors to report back to manufacturers with information on sales and negative target market information

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Topics

Compliance NewsPractice InsightMifid IIRegulation

Thomas Helm

Financial journalist

Thomas has worked for a variety of media outlets, including Kashmir Observer, La Vanguardia, and Hürriyet Daily News. His long report "The Accumulative Impact of Post-Crisis Regulation" was the first journalistic attempt to survey the impact of post-2008 reforms on financial markets. He is currently focused on Brexit, Mifid II, market structure issues, and sustainable finance.

London