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Mifid II: UK firms start receiving FCA letters

Thomas Helm, 
London
March 14, 2019
letter

Transaction reporting, best execution, costs and charges are expected to be key enforcement areas. The UK regulator's market reporting team has already sent a number of letters to banks and fund managers

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Topics

ComplianceNewsPractice InsightMifid IIRegulation
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Thomas Helm
Financial journalist
Contact
Thomas has worked for a variety of media outlets, including Kashmir Observer, La Vanguardia, and Hürriyet Daily News. His long report "The Accumulative Impact of Post-Crisis Regulation" was the first journalistic attempt to survey the impact of post-2008 reforms on financial markets. He is currently focused on Brexit, Mifid II, market structure issues, and sustainable finance.
London