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21 November 2011
Controls on futures and OTC customer funds will be stricter following allegations of MF Global’s use of customer funds in the days before its collapse
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17 November 2011
The new investment bank model could be a scaled-down and fragmented version of today, says Moore Capital Management’s Matthew Carpenter
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11 November 2011
The percentage of whistleblower filings resulting in investigations has been much higher than expected, according to SEC commissioner Elisse Walter.
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08 November 2011
Here we list the the best quotes from a meeting featuring SEC chairman Mary Schapiro, CFTC chairman Gary Gensler and Citigroup CEO Vikram Pandit