Our Regulatory section brings you developments affecting financial institutions and private equity houses.  We’ve included analysis of global standards such as Basel III.  We’ve split the channel into five sections to make our reader’s searches efficient: Americas, Europe, Asia-Pacific and Middle East and Africa.  That way readers can quickly find what the precedent is in their chosen market.  Subscribers receive a regular email alert. 


  • SEC enters technology regulation

    10 Dec 2014

    New SEC rules on the regulation of technology will impact both trading venues and clearing agencies, but also the market makers that interact with them

  • EXCLUSIVE: Giuliani opposes corporate criminality

    02 Dec 2014

    The former New York mayor and federal prosecutor known for his unflinching approach to law enforcement has criticised the concept of corporate criminality and believes intent should be a necessary element of a crime

  • Trade-at will distort tick size pilot

    26 Nov 2014

    The inclusion of a trade-at provision in the SEC's tick size pilot programme could prevent the study from gathering the very data it is seeking

  • Concern grows over liquid alt risks

    17 Nov 2014

    The number of managers who have moved from hedge fund to mutual fund management since the financial crisis is raising concern among regulators about risk management and disclosures

  • Why transparency is cure for market structure

    13 Nov 2014

    Regulators will continue to address structural issues in the fixed income and equity markets by increasing transparency and data disclosures

  • Why an EU-US trade partnership matters

    11 Nov 2014

    The Atlantic Council’s Chris Brummer explains why the organisation is a firm supporter of the T-TIP, and how recent political developments are impacting negotiations

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