The China Securities Regulatory Commission (CSRC) and the
Securities and Futures Commission (SFC) are working more
closely than ever to combat market misconduct, according to
panellists at the IFLR Asia Capital Markets Forum in Hong Kong
on November 28.
"Both the SFC and the CSRC have been working very hard to
tackle cross-border investigation issues for the upholding of
the conduct and integrity of the market and its intermediaries,
including those from Stock Connect," said David Ngai, deputy
APAC head of compliance, State Street....